Broker Check
Hollis  Stuckert

Hollis Stuckert

Compliance Officer

Hollis serves as our designated compliance officer, and holds her Series 7 and 24 licenses. Hollis had her own practice as a financial advisor for 21 years, until she began her family. She joined our firm in 2011 to continue her career in a new capacity in a client-focused environment.

Hollis guides our team using her experience working directly with clients and her deep understanding of the compliance requirements in our industry. She works with the team and our broker-dealer to ensure that our recommendations, transactions, and books and records are properly documented.

In her spare time, Hollis enjoys traveling with her family and renovating historic homes.